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Background Ozone


In the mid-1800s, surface ozone was the focus of many scientific studies to prove its existence, to discover its functions in the atmosphere, and to define its role in affecting the spread of epidemics. Ozone was commonly measured using the Schoenbein ozonoscope method. Schoenbein papers were coated with iodide; the reaction with ozone formed iodine. Ozone concentration was expressed as Schoenbein numbers based on coloration of Schoenbein's test paper. Gases other than ozone influenced the test paper. Observers were cautioned to expose the paper away from possible sources of sulfuric acid. In addition, the coloration tests were affected by atmospheric humidity, air flow, other oxidants, and accidental exposure to direct sunlight.

Despite the method's limitations, starting in the mid-1800s, more than 300 stations recorded ozone exposures in countries such as Austria, Australia, Belgium, England, France, Germany, Russia, and the United States. Only a few stations observed ozone continuously for more than a few years and only data summaries exist. Based on data evaluated, some scientists have concluded that (1) the annual average daily maximum of the surface ozone partial pressure in the Great Lakes area of North America was approximately 0.019 ppm, and (2) the annual average of the European measurements between the 1850s and 1900 were mostly in the range of approximately 0.017 ppm to 0.023 ppm. The authors concluded that these values were approximately half of the mean of the daily maximum of the observations observed during the last 10-15 years in the same geographical regions.

Some scientists have stressed that the estimated ozone concentrations, using the Schoenbein method, should be regarded as approximate rather than absolute. Some have also cautioned that many uncertainties exist when attempting to relate data collected by the Schoenbein method with absolute ozone concentrations. They pointed out that because of relative humidity variation among different monitoring sites, a comparison of Schoenbein values may be invalid.

During the second half of the nineteenth century, precise methods for measuring ozone were not easily available. During this period, one of the only laboratories that made quantitative measurements of surface ozone was the Paris Municipal Observatory, located in Park Montsouris. Beginning in 1876 and continuing for 31 years, daily measurements were carried out. Ozone was related to the amount of arsenite converted to arsenate, which was measured by titration with an iodine solution. Details of the method and data were published in the monthly and annual bulletins of the Observatory. The method has a positive interference when H2O2 and NO2 are present and a negative interference when SO2 is present.

Based on a review of the data obtained using this method, it was reported that the annual maximum at Montsouris occurred in May-June and the minimum in November. It was reported that the average concentration for 31 years, starting in 1876, was approximately 0.014 ppm and showed a tendency to increase. Further, it was also reported, using the ozone data collected at Montsouris between 1876 and 1910, that the annual average ranged from 0.005 to 0.016 ppm, with the average over the entire period being 0.011 ppm.

The quality of the ozone data collected at Montsouris, as well as other locations in the late 1800s and early 1900s, is unclear. Therefore, any comparison of concentrations, inferred from measurements during this period, with current concentrations at "clean" sites should be done with great caution. It addition, it is unknown to what extent the Montsouris data represent ozone concentrations in Europe or the Northern Hemisphere in the last century. It is clear that the monthly average surface ozone concentrations in the last half of the nineteenth century appear to be lower than those currently measured at many rural locations in the eastern United States and Europe. For example, the annual average concentrations estimated for Montsouris were much lower than those calculated for 1980-1987 for the South Pole and Point Barrow (Alaska). However, when reviewing the data, the evidence is not conclusive that the surface ozone concentrations measured in the last half of the nineteenth century at certain locations in either Europe or North America are approximately 50% of those currently monitored at "clean" rural locations. An article on the limitations of using the Schoenbein method to estimate absolute historic ozone concentrations was published in early 1999 in the peer-reviewed journal, Atmospheric Environment.

One alternative approach that has been used is to identify a range of ozone exposures that occur at "clean" sites in the world. Some of the percentile distributions of the hourly average concentrations for some of these clean sites can be viewed.

Note that the maximum hourly average concentrations at some of the most pristine sites in the world today are higher than the low levels observed 100 years ago. Some scientists have suggested that ozone is now increasing everywhere by at least 1% per year. Does that mean that every place in the world today is affected by human-induced activities or are the numbers estimated from the old measurements not reliable? A paper by Oltmans et al. (1998), which was published in early 1998 in the peer-reviewed journal, Geophysical Research Letters, reports that surface ozone is not increasing in the world at 1% per year. In many cases, ozone is not increasing at all. You can find the full citation to this paper in the Publications section of this web page.

EPA has defined Policy-Relevant Background (PRB) as those concentrations that would occur in the United States in the absence of anthropogenic emissions in continental North America (i.e., the United States, Canada, and Mexico). PRB concentrations include contributions from (1) natural sources everywhere in the world and (2) anthropogenic sources outside the United States, Canada, and Mexico. Contributions to PRB O3 include photochemical actions involving natural emissions of VOCs, NOx, and CO as well as the long-range transport of O3 and its precursors from outside North America and the stratospheric-tropospheric exchange (STE) of O3. Natural sources of O3 precursors include biogenic emissions, wildfires, and lightning. Biogenic emissions from agricultural activities are not considered in the formation of PRB O3. This means that if EPA were to control emissions from fertilizer in the United States, it would have an estimate of the amount of benefit in the reduction of O3. The level of PRB defines that concentration or range of concentrations that EPA believes would be experienced if the United States and other countries in North America were to initiate a zero emissions strategy. In other words, the PRB concentrations define the level below which O3 standards cannot be set. As a result of the subjective definition of background, the U.S. EPA has questioned the use of remote monitoring sites in the world as a reasonable way to establish limits on natural ozone exposures in today's world. Based on its subjective definition, EPA concluded that PRB could only be estimated using chemical transport models (CTMs). However, the EPA was informed in December 2005 that empirical data do exist that allow for the characterization of PRB without the use of highly uncertain modeling results. EPA (2007) has now acknowledged that a policy relevant background monitoring site does exist in the United States. Unfortunately, the chemical transport model that EPA used for its PRB estimates for risk assessments for ozone was too low in spatial resolution and did not account for the numerous occurrences of hourly average concentrations greater than or equal to 0.05 ppm measured at the PRB monitoring site.

Although acknowledging EPA's desire to use a low spatial resolution model to estimate PRB, the EPA's Clean Air Scientific Advisory Committee (CASAC) in August 2006 concluded that there is a large degree of uncertainty associated with the estimates of PRB using the model and that the Committee had serious concerns with EPA's human health risk assessment estimates that were based the Agency's PRB estimates.

A.S.L. & Associates has performed research on identifying background ozone levels since 1989, when the firm was asked to "identify natural background ozone" for the National Acid Precipitation Assessment Program (NAPAP). State of Science Report Number 7 for NAPAP summarized our results and we published our findings in the peer-review literature (please see publication list).

In July 1999, a Harvard University research group published a peer-reviewed paper (Geophysical Research Letters 26:2175-2178) that predicted that the long-range transport of ozone from Asia would increase background ozone levels in the western and eastern U.S. The paper by Oltmans et al. (1998) did not indicate that ozone was increasing at the cleanest sites in the world for previous years. Additional research is continuing in this area. Recently, Oltmans et al. (2006) have updated their original 1998 findings. Please see the publication list for the reference.

Important information has been obtained by an international research team directed by A.S.L. & Associates confirming that policy relevant background ozone levels are higher than published by various research groups. For several years, we have had an on-going effort to better understand the range and frequency of occurrence of background ozone levels that may not be affected by emission reduction strategies. We published a peer-reviewed paper authored by our research team, Allen Lefohn, Samuel Oltmans, Tom Dann, and Hanwant Singh, confirming that background ozone levels are higher and that the natural short-term variability is more frequent and greater than previously believed. Although modeling results were published in December 2003 challenging our conclusions about the importance of stratospheric ozone in affecting surface-level ozone concentrations, we believe there are serious shortcomings associated with the modeling efforts, some of which have been documented in EPA's latest Ozone Criteria Document (EPA, 2006). Our most current research results continue to support our previous conclusions about the importance of stratospheric-tropospheric exchange processes in affecting surface ozone concentrations at both high- and low-elevation monitoring sites.

An Internet-based slide presentation is available for purposes of previewing our paper. Also please be sure to check out the answer to our quiz that identifies the month in which the highest 8-hour daily maximum concentration occurred for the 4 remote ozone monitoring sites. Additional information on background ozone can be found in the Air Quality Analyses section of the Table of Contents.

There are several physical processes at work that are helping to define the distribution of naturally occurring ozone concentrations. All of these processes, plus some important chemical processes, are affecting the ability of the US and Canada to attain their 8-hour ozone standards. The Canadian Country-Wide ozone standard of 0.065 ppm for the 4th highest 8-hour ozone concentration averaged over 3 years will be almost impossible to attain on a consistent basis. In other words, at most locations, the sites will more than likely go in and out of attainment as a function of the meteorology.

At ozone monitoring sites where the maximum hourly average concentration experienced is low in the United States (i.e., relatively remote, clean monitoring sites), the 8-h daily maximum ozone concentration is near the 0.070 ppm level. These clean, rural sites are discussed in Chapter 3 of the Ozone Criteria Document. In the previous version of the Criteria Document, the distribution of the hourly average concentrations for the clean sites was presented in Tables 4-6 and 4-7. An Adobe PDF file can be downloaded to review some of these values. Note the hourly maximum concentrations at these sites are well above the EPA's defined 0.040 ppm level which was previously used for natural background.

Review the top 10 8-hr daily maximum concentrations, which are derived from data measured at these clean sites. In 1999, the 8-hr daily maximum concentration at Yellowstone National Park in Wyoming was 0.078 ppm. This "episode" occurred on March 25th. This is a period when photochemically produced ozone is much less important than during the summer months. Other processes are at work, such as natural stratospheric contributions. The figure to the right summarizes the 4th highest 8-hour daily maximum concentration averaged over 3 years for 2005-2007. A larger view of the figure is available. Note that the 3-year averages of the fourth highest 8-hr daily maximum concentrations at these Clean Sites are much higher than the EPA's assumption of ozone background values in the range of 0.015 to 0.035 ppm. The 8-hour daily maximum values above 0.040 ppm are not rare, but are very common and so represent background ozone. For many of the clean sites, more than 50% of the 8-hour daily maximum concentrations are above 0.040 ppm. Clearly, the EPA estimate of policy relevant background of 0.015 ppm to 0.035 ppm is too low and the simulation models used to predict background levels underestimate the importance of natural processes.

In an interesting attempt to identify background sites, the OTAG Air Quality Analysis Work group estimated background levels by selecting sites in rural areas in the corners of the OTAG region. The arithmetic mean of the daily maximum 1-hour concentrations for the "background" sites can be seen by clicking here. Note that the long-term arithmetic means of the daily maximum 1-hour concentrations are in the 30-50 ppb range. However, it is important to explore the range of values for the 8-hour daily maximum concentrations by clicking here. Note that the top 8-hour daily maximums for the OTAG "background" sites are in the 59 to 90 ppb range. This range is much higher than EPA estimates for natural background levels. If the OTAG sites are actually "background" sites and the 8-hour daily maximum concentrations, in some cases, are so close to the 8-hour ozone standard, how can the standard be attained? On the other hand, perhaps most of the "background" sites identified by OTAG are not background.

There is a substantial background of ozone present in the lower troposphere in the Northern Hemisphere that has both a stratospheric and photochemical tropospheric origin. Stratospheric processes play a significant role in defining these background ozone concentrations. In May 2001, we published an important paper in the Journal of Geophysical Research (A.S. Lefohn, S.J. Oltmans, T. Dann, and H.B. Singh. 2001. Present-day variability of background ozone in the lower troposphere. Jour. Geophys. Res. 106 (D9): 9945 - 9958). In order to better understand the frequency, spatial, and temporal characteristics of this background ozone burden, we analyzed hourly average ozone concentrations greater than or equal to 0.05 and 0.06 ppm that were experienced during the photochemically quiescent months in the winter and spring at several rural sites across southern Canada, the northern United States, and northern Europe. Our results were mostly consistent and indicated that hourly average ozone concentrations greater than or equal to 0.05 and 0.06 ppm occur frequently during the winter and spring months. Most occurrences were during April and May but sometimes as late as June. In some, but not all, of the cases that were studied, a plausible explanation for the higher ozone values was the presence of upper tropospheric and stratospheric air that was transported down to the surface.

There has been considerable debate over the past several years on the importance of stratospheric ozone in contributing to surface ozone concentrations. Low spatial resolution models (e.g., GEOS-CHEM), which are 2 degrees by 2.5 degrees in resolution, have been exercised to illustrate that stratospheric ozone is not important. Empirical evidence shows that stratospheric contributions to surface O3 is important (Lefohn et al., 2001; Cooper et al., 2005) at both high- and low-elevation sites. Chemical transport models, such as GEOS-CHEM have great uncertainty associated with their predictions and are not able to successfully reproduce the temporal changes in hour-by-hour concentrations (Goldstein et al., 2004). The EPA's latest criteria document on ozone (EPA, 2006) summarizes some of the concerns in using chemical transport models, such as the GEOS-CHEM model, to estimate background.

It is important that the range of PRB hourly average concentrations is correctly characterized. The inadequate characterization of PRB at both low- and high-elevation sites will lead to 1) inflated human health risk estimates and 2) overly optimistic policy expectations on the levels to which hourly average O3 concentrations can be lowered as a result of emission reduction requirements. Our research in this important area is continuing.

By studying background ozone, one learns much about his or her environment and the natural processes that affect our daily living conditions. By better understanding nature, one learns more about how our actions affect our environment. Additional information can be found at other web pages on this site.

Reference

Cooper, O.R.; A. Stohl; G. Hübler; E.Y. Hsie; D.D. Parrish; A.F. Tuck; G.N. Kiladis; S.J. Oltmans; B.J. Johnson; M. Shapiro; J.L. Moody; A.S. Lefohn. (2005) Direct transport of mid-latitude stratospheric ozone into the lower troposphere and marine boundary layer of the tropical Pacific Ocean. J. Geophys. Res., 110, D23310, doi:10.1029/2005JD005783.

Goldstein, A. H.; Millet, D. B.; McKay, M.; Jaegle, L.; Horowitz, L.; Cooper, O.; Hudman, R.; Jacob, D. J.; Oltmans, S.; Clarke, A. (2004) Impact of Asian emissions on observations at Trinidad Head, California, during ITCT 2K2. J. Geophys. Res. 109, D23S17, doi:10.1029/2003JD004406.

Lefohn A.S., Oltmans S.J. , Dann T. , and Singh H.B. (2001) Present-day variability of background ozone in the lower troposphere. J. Geophys. Res., 106 (D9):9945-9958.

Oltmans S. J., Lefohn A. S., Scheel H. E., et al. (1998) Trends of Ozone in the Troposphere. Geophysical Research Letters. 25:139-142.

Oltmans S. J., Lefohn A. S., Harris J. M., Galbally I., Scheel H. E., Bodeker G., Brunke E., Claude H., Tarasick D., Johnson B.J., Simmonds P., Shadwick D., Anlauf K., Hayden K., Schmidlin F., Fujimoto T., Akagi K., Meyer C., Nichol S., Davies J., Redondas A., and Cuevas E. (2006) Long-term changes in tropospheric ozone. Atmospheric Environment. 40:3156-3173.

U.S. Environmental Protection Agency (2006) Air Quality Criteria for Ozone and Related Photochemical Oxidants. Research Triangle Park, NC: Office of Research and Development; EPA/600/R-05/004af. February.

U.S. Environmental Protection Agency (2007) Review of the National Ambient Air Quality Standards for Ozone: Policy Assessment of Scientific and Technical Information OAQPS Staff Paper. Research Triangle Park, NC: Office of Air Quality and Planning and Standards, EPA-452/R-07-003. January.

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